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Pharmacy Board Exam45 min read

Pharmaceutics

Dosage Forms, Drug Formulation & Delivery Systems

1. Introduction to Pharmaceutics

Definition & Scope

Pharmaceutics is the science of converting active pharmaceutical ingredients (APIs) into safe, effective, and stable dosage forms suitable for patient use.

Key Objectives

  • • Optimize drug delivery to target site
  • • Ensure accurate and reproducible dosing
  • • Maintain drug stability during storage
  • • Improve patient acceptability and compliance

Sub-disciplines

  • • Biopharmaceutics
  • • Pharmacokinetics
  • • Physical pharmacy
  • • Industrial pharmacy

Preformulation Studies

Investigation of physical and chemical properties of a drug substance alone and combined with excipients.

Physical Properties

  • • Particle size & shape
  • • Crystallinity
  • • Polymorphism
  • • Melting point

Chemical Properties

  • • pKa value
  • • Solubility (aqueous/lipid)
  • • Stability (pH, temp, light)
  • • Partition coefficient

Powder Properties

  • • Bulk/tapped density
  • • Flowability
  • • Compressibility
  • • Hygroscopicity

Excipients Classification

CategoryFunctionExamples
Diluents/FillersAdd bulk to reach workable tablet sizeLactose, MCC, starch, mannitol
BindersHold powder particles togetherPVP, HPMC, starch paste, gelatin
DisintegrantsAid tablet breakup in GI tractCCS, SSG, crospovidone
LubricantsReduce friction during compressionMagnesium stearate, stearic acid
GlidantsImprove powder flowColloidal silica, talc
PreservativesPrevent microbial growthParabens, benzalkonium chloride

2. Solid Dosage Forms

Tablets

Solid dosage forms containing API with or without excipients, made by compression or molding.

Manufacturing Methods

Direct Compression

  • • No granulation needed
  • • Blend → Compress
  • • Requires good flow
  • • Heat-sensitive drugs

Wet Granulation

  • • Binder solution added
  • • Improves flow & compressibility
  • • Requires drying step
  • • Most common method

Dry Granulation

  • • Roller compaction/slugging
  • • No water/heat
  • • Moisture-sensitive drugs
  • • High-dose drugs

Types of Tablets

Immediate Release

  • • Conventional tablets - disintegrate quickly
  • • Chewable tablets - masticated before swallowing
  • • Orally disintegrating (ODT) - dissolve in mouth
  • • Effervescent - CO₂ release in water

Modified Release

  • • Extended-release (ER) - prolonged action
  • • Delayed-release - enteric coated
  • • Controlled-release - constant rate
  • • Pulsatile - timed intervals

Tablet Defects

Capping: Top separates as a cap (entrapped air, low moisture)
Lamination: Horizontal splitting into layers
Sticking/Picking: Material adheres to punch (excess moisture)
Weight variation: Inconsistent die filling (poor flow)

Capsules

Hard Gelatin Capsules

  • Composition: Gelatin, water, plasticizers, colorants
  • Contents: Powders, pellets, granules, small tablets
  • Sizes: 000 (largest) to 5 (smallest)
  • Filling: Weight or volumetric methods
  • Storage: 15-25°C, 35-65% RH

Soft Gelatin Capsules

  • Shell: Gelatin + plasticizer (glycerin, sorbitol)
  • Contents: Liquids, semi-solids, suspensions
  • Manufacturing: Rotary die process
  • Advantages: Unit dose liquids, improved bioavailability
  • Limitations: Not for aqueous/hygroscopic fills

Powders & Granules

Powders

  • Bulk powders: Large quantity, external use (dusting)
  • Divided powders: Single doses, wrapped (chartulae)
  • Insufflations: Nasal/throat powders
  • Dentifrices: Tooth powders
  • Advantages: Rapid dissolution, flexible dosing

Granules

  • Definition: Aggregated powder particles (0.2-4 mm)
  • Advantages: Better flow, less dust, uniform distribution
  • Effervescent granules: Citric acid + sodium bicarbonate
  • Uses: Oral reconstitution, direct administration

3. Liquid Dosage Forms

Solutions

Homogeneous, single-phase systems containing one or more dissolved substances (solutes) in a solvent.

TypeDescriptionExamples
SyrupsConcentrated sugar solutions (60-80% w/v)Simple syrup, medicated syrups
ElixirsHydroalcoholic, sweetened, flavoredPhenobarbital elixir
SpiritsAlcoholic solutions of volatile substancesSpirit of ammonia
TincturesAlcoholic extracts from vegetable drugsIodine tincture
Aromatic watersSaturated aqueous volatile oilsPeppermint water

Suspensions

Coarse dispersions of insoluble solid particles in a liquid vehicle requiring "shake well before use."

Formulation Components

  • Vehicle: Structured (viscous) or flocculated
  • Suspending agents: Methylcellulose, xanthan gum, CMC
  • Wetting agents: Polysorbates, sodium lauryl sulfate
  • Flocculating agents: Electrolytes, surfactants
  • Preservatives: Parabens, benzoic acid

Quality Requirements

  • • Particles settle slowly
  • • Easy redispersion on shaking
  • • Uniform particle size distribution
  • • No caking at bottom
  • • Physically and chemically stable

Deflocculated vs Flocculated: Deflocculated suspensions settle slowly but form a hard cake. Flocculated suspensions settle rapidly but redisperse easily—preferred in practice.

Emulsions

Two-phase systems of immiscible liquids (oil & water) stabilized by an emulsifying agent.

O/W Emulsion

  • • Oil dispersed in water (external phase)
  • • Non-greasy, washable, dilutable with water
  • • Most oral emulsions are O/W
  • • Emulsifier: hydrophilic (HLB 8-18)
  • • Test: Dilution test (mixes with water)

W/O Emulsion

  • • Water dispersed in oil (external phase)
  • • Greasy, occlusive, not water-dilutable
  • • Topical creams for emollient effect
  • • Emulsifier: lipophilic (HLB 3-8)
  • • Test: Dilution test (doesn't mix with water)

Emulsifying Agents

Surfactants

Polysorbates, Spans, SLS

Natural

Acacia, tragacanth, lecithin

Finely divided solids

Bentonite, veegum

Emulsion Instabilities

  • Creaming: Reversible; globules rise/sink (density difference)
  • Flocculation: Reversible; globule aggregation
  • Coalescence: Irreversible; droplets merge
  • Cracking: Complete phase separation (irreversible)
  • Phase inversion: O/W becomes W/O or vice versa

4. Semi-solid Dosage Forms

Ointments

Semi-solid preparations for external application to skin or mucous membranes.

Ointment Bases

TypeComponentsPropertiesUses
OleaginousPetrolatum, mineral oil, waxesAnhydrous, occlusive, greasyEmollient, protection
AbsorptionHydrous wool fat, cholesterolCan absorb water, forms W/OIncorporate aqueous drugs
W/O EmulsionCold cream, rose water ointmentContains water, occlusiveEmollient, cleansing
O/W EmulsionVanishing cream typeNon-greasy, washableCosmetic base, humectant
Water-solublePEG ointment (Carbowax)Completely water-washableWater-soluble drugs

Creams

O/W Creams (Vanishing Creams)

  • • Water-washable, non-greasy
  • • Stearic acid + alkali (soap formation)
  • • Spreads easily, good skin feel
  • • Most cosmetic creams
  • • Requires preservative

W/O Creams (Cold Creams)

  • • Oily feel, occlusive
  • • Beeswax + borax + mineral oil
  • • Cleansing, emollient action
  • • Cooling effect on evaporation
  • • More resistant to microbial growth

Gels

Semi-solid systems where liquid is entrapped in a three-dimensional polymeric network.

Hydrogels (Aqueous)

  • • Carbomer (Carbopol) - neutralized
  • • Methylcellulose, HPMC
  • • Non-greasy, clear/transparent
  • • Common for topical gels

Organogels (Oleaginous)

  • • Petrolatum-based
  • • Plastibase (polyethylene gels)
  • • Occlusive properties
  • • Lipophilic drug delivery

Pastes & Suppositories

Pastes

  • • High solid content (>50%)
  • • Stiffer than ointments
  • • Better absorption of secretions
  • • Examples: Zinc oxide paste, Lassar's paste
  • • Used for protective action

Suppositories

  • Rectal: Cocoa butter (theobroma oil), PEG
  • Vaginal: Glycerinated gelatin, PEG
  • Urethral: Bougies (rare)
  • • Must melt/dissolve at body temperature
  • • Local or systemic effect

5. Parenteral & Sterile Products

Routes of Administration

RouteVolumeOnsetCharacteristics
Intravenous (IV)No limit for infusionImmediate100% bioavailable, no first-pass
Intramuscular (IM)1-5 mL10-30 minDepot effect, suspensions OK
Subcutaneous (SC)0.5-2 mL15-45 minSlower than IM, patient self-admin
Intradermal (ID)0.1-0.2 mLSlowAllergy testing, vaccines (BCG)
Intrathecal1-10 mLMinutesCNS delivery, preservative-free

Parenteral Requirements

Mandatory Requirements

  • Sterility: No viable microorganisms
  • Pyrogen-free: No bacterial endotoxins (LAL test)
  • Particulate-free: Clarity for IV solutions
  • Isotonicity: 0.9% NaCl equivalent (usually)
  • pH: Compatible range (ideally 7.0-7.4)

Parenteral Formulation

  • Vehicles: WFI, normal saline, D5W
  • Solubilizers: Cosolvents (PEG, propylene glycol)
  • Antioxidants: Sodium metabisulfite, ascorbic acid
  • Buffers: Phosphate, citrate, acetate
  • Preservatives: Benzyl alcohol (multi-dose only)

Sterilization Methods

Terminal Sterilization (Preferred)

  • Autoclaving:121°C, 15 psi, 15-20 min (moist heat)
  • Dry heat:160-180°C, 1-2 hours (glassware, oils)
  • Gamma irradiation:25 kGy (plastics, disposables)
  • Gas sterilization:Ethylene oxide (heat-sensitive items)

Aseptic Processing

  • Sterile filtration:0.22 μm membrane (heat-labile drugs)
  • Cleanroom:ISO 5 for critical operations (Class 100)
  • HEPA filters:99.97% efficiency at 0.3 μm
  • Depyrogenation:250°C dry heat for glass containers

Ophthalmic Products

Requirements

  • • Sterility (critical for corneal integrity)
  • • Isotonicity (0.9% NaCl equivalent)
  • • Buffered pH (6.5-8.5, ideally 7.4)
  • • Clarity and particulate-free
  • • Viscosity for retention time

Preservatives

  • • Benzalkonium chloride (most common)
  • • Thimerosal (mercury-based)
  • • Chlorobutanol
  • • Preservative-free (unit-dose)
  • • Maximum 28 days after opening

6. Drug Delivery Systems

Modified Release Systems

Extended Release (ER)

  • • Slower drug release than IR
  • • Reduced dosing frequency
  • • Matrix systems (hydrophilic/lipophilic)
  • • Reservoir systems (membrane-controlled)
  • • Osmotic systems (OROS)

Delayed Release

  • • Drug released at specific site/time
  • • Enteric coating (pH-dependent)
  • • Protects acid-labile drugs
  • • Protects gastric mucosa
  • • Cellulose acetate phthalate, Eudragit L

Transdermal Drug Delivery

Controlled release through skin for systemic effect. Avoids first-pass metabolism and provides sustained plasma levels.

Patch Types

  • Reservoir: Drug in liquid/gel compartment, rate-controlling membrane
  • Matrix: Drug dispersed in polymer matrix
  • Drug-in-adhesive: Drug in adhesive layer directly
  • Microreservoir: Drug in microscopic spheres in matrix

Drugs Used

  • • Nicotine (smoking cessation)
  • • Nitroglycerin (angina)
  • • Fentanyl (chronic pain)
  • • Estradiol (HRT)
  • • Scopolamine (motion sickness)

Ideal drug properties: MW <500 Da, log P 1-3, potent (dose <10 mg/day), non-irritating, stable at skin temperature

Novel Drug Delivery

Liposomes

  • • Phospholipid vesicles
  • • Encapsulate hydrophilic/lipophilic drugs
  • • Targeted delivery possible
  • • Reduced toxicity (doxorubicin)
  • • Examples: AmBisome, Doxil

Nanoparticles

  • • Size: 1-1000 nm
  • • Polymeric (PLGA, chitosan)
  • • Solid lipid nanoparticles
  • • Enhanced permeability
  • • Targeted drug delivery

Micelles & Dendrimers

  • • Self-assembling structures
  • • Solubilize poorly soluble drugs
  • • Controlled architecture
  • • Multi-functional carriers
  • • Active targeting possible

Inhalation Delivery

MDI (Metered Dose)

  • • Pressurized canister
  • • HFA propellants
  • • Requires coordination
  • • Use with spacer recommended

DPI (Dry Powder)

  • • Breath-activated
  • • No propellants needed
  • • Requires adequate flow
  • • Single/multi-dose devices

Nebulizers

  • • Jet or ultrasonic
  • • Continuous aerosol
  • • Larger volumes possible
  • • Young, elderly, severe disease

7. Pharmaceutical Calculations

Percentage & Ratio Strength

Percentage Expressions

  • %w/v = grams/100 mL
  • %w/w = grams/100 grams
  • %v/v = mL/100 mL

Ratio Strength

  • 1:1000 = 1 g in 1000 mL (w/v)
  • 1:1000 = 1 g in 1000 g (w/w)
  • 1:1000 = 0.1%

Example Problem

How many grams of drug are in 500 mL of a 2% w/v solution?

Solution: 2% = 2 g/100 mL → (2 g × 500 mL) / 100 mL = 10 g

Dilution & Concentration

Dilution Equation

C₁V₁ = C₂V₂

(Initial concentration × Initial volume = Final concentration × Final volume)

Example

How much water must be added to 200 mL of 25% solution to make 10% solution?

Solution: C₁V₁ = C₂V₂ → (25%)(200 mL) = (10%)(V₂)
V₂ = 500 mL → Water to add = 500 - 200 = 300 mL

Alligation Methods

Used to calculate proportions when mixing two or more ingredients of different strengths.

Alligation Medial

Finds the strength of a mixture when quantities and strengths of ingredients are known.

Avg = Σ(Qty × Strength) / Σ(Qty)

Alligation Alternate

Finds the ratio of two ingredients needed to achieve a desired strength.

Parts = |Desired strength - Given strength|

Isotonicity Calculations

Solutions that exert the same osmotic pressure as body fluids (0.9% NaCl equivalent).

Sodium Chloride Equivalent Method

E value: Amount of NaCl that produces the same osmotic effect as 1 g of drug.

NaCl needed = (0.9% × Volume) - (Drug weight × E value)

Example

Make 100 mL isotonic solution with 1 g boric acid (E = 0.52).

NaCl = (0.9 × 100/100) - (1 × 0.52) = 0.9 - 0.52 = 0.38 g NaCl

Dosage Calculations

Pediatric Dosing

  • Clark's Rule (weight):

    Child dose = (Weight lb / 150) × Adult dose

  • Young's Rule (age):

    Child dose = [Age / (Age + 12)] × Adult dose

  • BSA Method:

    Child dose = (BSA m² / 1.73) × Adult dose

IV Drip Rate

  • Drops per minute:

    gtt/min = (Volume mL × Drop factor) / Time min

  • Common drop factors:
    • • Macrodrip: 10-20 gtt/mL
    • • Microdrip: 60 gtt/mL

8. Stability & Quality Control

Drug Stability

The extent to which a product retains its physical, chemical, therapeutic, and microbiological properties within specified limits throughout shelf life.

Types of Instability

Chemical Degradation
  • Hydrolysis: Water-catalyzed decomposition (esters, amides)
  • Oxidation: Loss of electrons (phenols, catecholamines)
  • Photolysis: Light-induced degradation (nifedipine)
  • Racemization: Optical isomer interconversion
Physical Instability
  • Crystallization: Solution clarity loss
  • Polymorphic changes: Crystal form conversion
  • Caking: Irreversible aggregation
  • Cracking: Emulsion phase separation

Stability Testing (ICH Guidelines)

Study TypeConditionsDurationPurpose
Long-term25°C ± 2°C / 60% RH ± 5%12-36 monthsEstablish shelf life
Intermediate30°C ± 2°C / 65% RH ± 5%6-12 monthsTropical climates (Zone IVa/IVb)
Accelerated40°C ± 2°C / 75% RH ± 5%6 monthsPredict long-term stability
Stress testingExtreme conditionsVariableIdentify degradation pathways

Quality Control Tests

Tablet Tests

  • Weight variation: USP limits based on average weight
  • Hardness: Resistance to crushing (4-8 kg typical)
  • Friability: % weight loss after tumbling (<1%)
  • Disintegration: Time to break up in water
  • Dissolution: Rate of drug release (USP apparatus)
  • Content uniformity: Drug distribution in units

Parenteral Tests

  • Sterility: Membrane filtration or direct inoculation
  • Pyrogen test: Rabbit (fever) or LAL test
  • Particulate matter: Light obscuration/microscopy
  • Container integrity: Leak testing
  • pH: Within specified range
  • Extractables: Leachates from packaging

Packaging & Storage

Container Types

  • Well-closed: Protects from extraneous solids
  • Tight: Protects from air, moisture, contamination
  • Light-resistant: Amber glass or opaque containers
  • Hermetic: Impervious to air (ampules)
  • Child-resistant: Safety packaging requirements

Storage Conditions

  • Room temperature: 15-30°C (controlled)
  • Cool: 8-15°C
  • Refrigerated: 2-8°C
  • Frozen: -25 to -10°C
  • Protect from light/moisture: As specified

Expiration Dating

Based on stability data. Products must retain ≥90% of labeled potency until expiration. Beyond Use Date (BUD) applies to compounded preparations.

Key Takeaways

  • Excipients play critical roles: diluents, binders, disintegrants, lubricants
  • Direct compression, wet granulation, dry granulation—choose based on drug properties
  • Emulsion stability: flocculated > deflocculated; O/W for oral, W/O for topical
  • Parenterals must be sterile, pyrogen-free, and isotonic
  • Terminal sterilization preferred; aseptic processing for heat-labile drugs
  • Modified release: ER (prolonged), DR (delayed/enteric), CR (constant rate)
  • Master calculations: C₁V₁=C₂V₂, percentage, alligation, isotonicity
  • ICH stability: Long-term (25°C), Accelerated (40°C/75% RH for 6 months)